WONG, YAN
王欣
HKMA AC6309HKMA 有關人士現時已註冊主管人員 (EO)
WONG, YAN（HKMA 註冊編號 AC6309）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BNP PARIBAS 註冊進行受規管活動。歷年曾於 2 間認可機構任職。
現時註冊 Current Registration (2)
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| BNP PARIBAS | RA 1 Type 1: dealing in securities | 是 | HEAD OF FINANCIAL INSTITUTIONS COVERAGE, APAC | 2008-02-29 |
| BNP PARIBAS | RA 6 Type 6: advising on corporate finance | 是 | HEAD OF FINANCIAL INSTITUTIONS COVERAGE, APAC | 2021-02-17 |
業務地址 Business Address
| 註冊機構 | SFC CE 編號 | 地址 |
|---|
| BNP PARIBAS | AAF564 | 60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG. |
註冊條件 Conditions
Registered Institution Effective Date Description 1 Registered Institution BNP PARIBAS Effective Date 08 Oct 2025 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution BNP PARIBAS Effective Date 08 Oct 2025 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
註冊紀錄 Registration History (5)
2025-10-08 – 現時 現職
RA 1 RA 6
2021-02-17 – 2025-10-07
RA 6
2008-02-29 – 2025-10-07
RA 1
2008-02-29 – 2024-06-17
RA 4
2005-07-20 – 2007-08-13
RA 1 RA 4