LI, CHUN WAI（HKMA 註冊編號 AC5749）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) 註冊進行受規管活動。歷年曾於 4 間認可機構任職。
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|---|---|---|---|
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | RA 1 Type 1: dealing in securities | 否 | MARKETS & SECURITIES SERVICES, DIRECTOR | 2021-11-12 |
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | RA 2 Type 2: dealing in futures contracts | 否 | MARKETS & SECURITIES SERVICES, DIRECTOR | 2022-04-13 |
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | RA 4 Type 4: advising on securities | 否 | MARKETS & SECURITIES SERVICES, DIRECTOR | 2021-11-12 |
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | RA 5 Type 5: advising on futures contracts | 否 | MARKETS & SECURITIES SERVICES, DIRECTOR | 2022-04-13 |
| 註冊機構 | SFC CE 編號 | 地址 |
|---|---|---|
| HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE) | AAA523 | 1 QUEEN'S ROAD CENTRAL, HONG KONG. |