| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| CITIBANK, N.A. | RA 1 Type 1: dealing in securities | 是 | MANAGING DIRECTOR, HEAD OF CITI COMMERCIAL BANK, HONG KONG | 2003-08-19 |
| CITIBANK, N.A. | RA 4 Type 4: advising on securities | 是 | MANAGING DIRECTOR, HEAD OF CITI COMMERCIAL BANK, HONG KONG | 2003-08-19 |
| CITIBANK, N.A. | RA 6 Type 6: advising on corporate finance | 否 | MANAGING DIRECTOR, HEAD OF CITI COMMERCIAL BANK, HONG KONG | 2025-12-17 |
| CITICORP INTERNATIONAL LIMITED | RA 1 Type 1: dealing in securities | 是 | MANAGING DIRECTOR, HEAD OF CITI COMMERCIAL BANK, HONG KONG | 2003-08-19 |
| CITICORP INTERNATIONAL LIMITED | RA 4 Type 4: advising on securities | 是 | MANAGING DIRECTOR, HEAD OF CITI COMMERCIAL BANK, HONG KONG | 2003-08-19 |