SHUM, LEE（HKMA 註冊編號 AC0094）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 CITIBANK, N.A. 註冊進行受規管活動。歷年曾於 4 間認可機構任職。
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|---|---|---|---|
| CITIBANK, N.A. | RA 1 Type 1: dealing in securities | 否 | RELATIONSHIP MANAGER | 2006-07-04 |
| CITIBANK, N.A. | RA 4 Type 4: advising on securities | 否 | RELATIONSHIP MANAGER | 2008-06-05 |
| CITICORP INTERNATIONAL LIMITED | RA 1 Type 1: dealing in securities | 否 | RELATIONSHIP MANAGER | 2006-07-04 |
| CITICORP INTERNATIONAL LIMITED | RA 4 Type 4: advising on securities | 否 | RELATIONSHIP MANAGER | 2008-06-06 |
| 註冊機構 | SFC CE 編號 | 地址 |
|---|---|---|
| CITIBANK, N.A. | AAP937 | 50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG. |
| CITICORP INTERNATIONAL LIMITED | AAJ895 | 50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG. |