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YUNG, HO YAN

容可茵

HKMA AA2912HKMA 有關人士現時已註冊

HKMA 官方紀錄

YUNG, HO YAN（HKMA 註冊編號 AA2912）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 DBS BANK (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 3 間認可機構任職。

現時註冊 Current Registration (4)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
DBS BANK (HONG KONG) LIMITED	RA 1 Type 1: dealing in securities	否	GENERALIST, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS	2021-01-01
DBS BANK (HONG KONG) LIMITED	RA 4 Type 4: advising on securities	否	GENERALIST, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS	2021-01-01
DBS BANK LTD.	RA 1 Type 1: dealing in securities	否	GENERALIST, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS	2009-03-01
DBS BANK LTD.	RA 4 Type 4: advising on securities	否	GENERALIST, BUSINESS MANAGEMENT SUPPORT, GLOBAL FINANCIAL MARKETS	2009-03-01

業務地址 Business Address

註冊機構	SFC CE 編號	地址
DBS BANK (HONG KONG) LIMITED	AAL664	11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.	AAC212	G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.

註冊紀錄 Registration History (6)

2021-01-01 – 現時現職

DBS BANK (HONG KONG) LIMITED

RA 1 RA 4

2009-03-01 – 現時現職

RA 1 RA 4

2006-02-01 – 2009-02-28

DBS BANK (HONG KONG) LIMITED

RA 1 RA 4

2003-06-05 – 2006-02-01

RA 1 RA 4

2003-06-05 – 2005-03-21

RA 9

2003-04-01 – 2003-06-15

DAO HENG BANK LIMITED

RA 1 RA 4 RA 7 RA 9