WUN, CHI YUN AGNES

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HKMA AA1933HKMA 有關人士現時已註冊主管人員 (EO)

WUN, CHI YUN AGNES（HKMA 註冊編號 AA1933）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 BANK OF EAST ASIA, LIMITED (THE) 註冊進行受規管活動。歷年曾於 1 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
BANK OF EAST ASIA, LIMITED (THE)	RA 1 Type 1: dealing in securities	否	HEAD OF INVESTMENT SECTION	2025-03-22
BANK OF EAST ASIA, LIMITED (THE)	RA 4 Type 4: advising on securities	否	HEAD OF INVESTMENT SECTION	2025-03-22
BANK OF EAST ASIA, LIMITED (THE)	RA 9 Type 9: asset management	是	HEAD OF INVESTMENT SECTION	2019-07-13

業務地址 Business Address

註冊機構	SFC CE 編號	地址
BANK OF EAST ASIA, LIMITED (THE)	AAJ165	BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution BANK OF EAST ASIA, LIMITED (THE) Effective Date 17 Jan 2025 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

註冊紀錄 Registration History (4)

2025-03-22 – 現時現職

BANK OF EAST ASIA, LIMITED (THE)

RA 1 RA 4

2025-01-17 – 現時現職

BANK OF EAST ASIA, LIMITED (THE) 主管人員 (EO)

RA 9

2019-07-13 – 2025-01-16

BANK OF EAST ASIA, LIMITED (THE)

RA 9

2003-04-01 – 2007-08-31

BANK OF EAST ASIA, LIMITED (THE)

RA 1 RA 4 RA 9

資料引用自香港金融管理局（HKMA）「認可機構證券業務員工註冊紀錄冊」公開紀錄，僅供參考。
官方紀錄：apps.hkma.gov.hk · JSON API：/api/hkma/AA1933