WONG, TAK YAN FRANCES（HKMA 註冊編號 AA1351）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 LGT BANK AG 註冊進行受規管活動。歷年曾於 4 間認可機構任職。
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|---|---|---|---|
| LGT BANK AG | RA 1 Type 1: dealing in securities | 否 | STAFF OF WEALTH MANAGEMENT | 2008-10-08 |
| LGT BANK AG | RA 2 Type 2: dealing in futures contracts | 否 | STAFF OF WEALTH MANAGEMENT | 2014-11-18 |
| LGT BANK AG | RA 4 Type 4: advising on securities | 否 | STAFF OF WEALTH MANAGEMENT | 2013-05-14 |
| LGT BANK AG | RA 5 Type 5: advising on futures contracts | 否 | STAFF OF WEALTH MANAGEMENT | 2014-11-18 |
| 註冊機構 | SFC CE 編號 | 地址 |
|---|---|---|
| LGT BANK AG | AWF529 | SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG. |