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BATTAGLIA Carlo

CE BWC162Licensed IndividualSFO licence active
Official SFC record

BATTAGLIA Carlo (CE number BWC162) is an individual licensed by the Hong Kong SFC. First licensed on 2025-08-27. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWin Win Asset Management (HK) Limited
商盈資產管理有限公司

Licence Record (1)

2025-08-27 – present Current
Win Win Asset Management (HK) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BWC162