Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LIU Xia

刘夏
CE BVK494Licensed IndividualSFO licence active
Official SFC record

LIU Xia (CE number BVK494) is an individual licensed by the Hong Kong SFC. First licensed on 2024-10-14. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司

Licence Record (2)

2026-03-19 – present Current
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 4
2024-10-14 – 2026-03-18
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BVK494