Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

DONG Li

董利
CE BVD430Licensed IndividualResponsible OfficerSFO licence active

DONG Li (CE number BVD430) is an individual licensed by the Hong Kong SFC. First licensed on 2024-09-30. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPixiu Asset Management Limited (trading as APX Fortuna)
富瑞資產管理有限公司 (以容韜資本名義經營業務)
RepresentativePixiu Asset Management Limited (trading as APX Fortuna)
富瑞資產管理有限公司 (以容韜資本名義經營業務)

Licence Record (2)