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LI Jing

李婧
CE BUQ398Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Jing (CE number BUQ398) is an individual licensed by the Hong Kong SFC. First licensed on 2024-04-24. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNeoSpective Capital Limited
聯裕資本有限公司

Licence Record (3)

2024-12-05 – present Current
NeoSpective Capital Limited RO
RA 4 RA 9
2024-12-04 – 2024-12-05
NeoSpective Capital Limited Rep
RA 9
2024-04-24 – 2024-11-30
AUSPICE INVESTMENT MANAGEMENT LIMITED RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUQ398