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LI Maochun

李茂春
CE BUF447Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Maochun (CE number BUF447) is an individual licensed by the Hong Kong SFC. First licensed on 2024-05-02. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCGL IM Financial Management Limited

Licence Record (1)

2024-05-02 – present Current
CGL IM Financial Management Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUF447