Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

XIA Alan Zhe

夏瑞哲
CE BTW183Licensed IndividualResponsible OfficerSFO licence active

XIA Alan Zhe (CE number BTW183) is an individual licensed by the Hong Kong SFC. First licensed on 2023-09-28. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerImperial Capital Limited
盛世投資(香港)有限公司

Licence Record (2)

2023-10-26 – 2026-06-22
2023-09-28 – 2023-10-26