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LU Yao

陸遙
CE BTK187Licensed IndividualSFO licence active
Official SFC record

LU Yao (CE number BTK187) is an individual licensed by the Hong Kong SFC. First licensed on 2023-02-03. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (1)

2023-02-03 – present Current
Daiwa Capital Markets Hong Kong Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTK187