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LAI Yan Pui

黎欣霈
CE BTH986Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAI Yan Pui (CE number BTH986) is an individual licensed by the Hong Kong SFC. First licensed on 2023-03-29. Their SFC licence is currently active. Accredited for regulated activities Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible Officer313 Capital Management Limited
313資本管理有限公司

Licence Record (1)

2023-03-29 – present Current
313 Capital Management Limited RO
RA 2 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTH986