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LI Mao

李卯
CE BTE649Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Mao (CE number BTE649) is an individual licensed by the Hong Kong SFC. First licensed on 2023-04-06. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBOSC International Asset Management Limited
上銀國際資產管理有限公司

Licence Record (2)

2023-05-16 – present Current
BOSC International Asset Management Limited RO
RA 9
2023-04-06 – 2023-05-16
BOSC International Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTE649