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YAU Tai Wai

邱大衛
CE BSM415Licensed IndividualSFO licence active
Official SFC record

YAU Tai Wai (CE number BSM415) is an individual licensed by the Hong Kong SFC. First licensed on 2022-07-13. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAP Capital Limited

Licence Record (1)

2022-07-13 – present Current
AP Capital Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSM415