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SY Ming Yiu

施明耀
CE BSE463Licensed IndividualSFO licence active
Official SFC record

SY Ming Yiu (CE number BSE463) is an individual licensed by the Hong Kong SFC. First licensed on 2022-02-23. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJW Capital Securities Limited
君威資本證券有限公司

Licence Record (2)

2022-02-23 – present Current
JW Capital Securities Limited Rep
RA 4 RA 9
2023-07-20 – 2024-12-02
FDB Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSE463