Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHING Arnold Sau Wang

程壽宏
CE BRT503Licensed IndividualSFO licence active
Official SFC record

CHING Arnold Sau Wang (CE number BRT503) is an individual licensed by the Hong Kong SFC. First licensed on 2021-10-25. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeORI Capital Limited
新元資本有限公司

Licence Record (2)

2023-06-01 – present Current
ORI Capital Limited Rep
RA 9
2021-10-25 – 2023-01-17
SYNCICAP Asset Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRT503