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GU Huihui

顧匯匯
CE BRO233Licensed IndividualSFO licence active
Official SFC record

GU Huihui (CE number BRO233) is an individual licensed by the Hong Kong SFC. First licensed on 2021-07-30. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeOrient Asset Management (Hong Kong) Limited
東方資產管理(香港)有限公司

Licence Record (3)

2025-05-09 – present Current
Orient Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2024-05-03 – 2024-08-23
Vantage Capital Markets HK Limited Rep
RA 6
2021-07-30 – 2024-01-22
UBS Securities Hong Kong Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRO233