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KU Ming Jen

顧鳴人
CE BQO818Licensed IndividualSFO licence active
Official SFC record

KU Ming Jen (CE number BQO818) is an individual licensed by the Hong Kong SFC. First licensed on 2021-04-07. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management).

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeYuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
RepresentativeYuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司

Licence Record (3)

2025-12-05 – present Current
Yuanta Securities (Hong Kong) Company Limited Rep
RA 9
2021-04-07 – present Current
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 9
2021-04-29 – 2021-10-19
Yuanta Asia Investment (Hong Kong) Limited RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQO818