Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

KUAI Jian

蒯剑
CE BPT856Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KUAI Jian (CE number BPT856) is an individual licensed by the Hong Kong SFC. First licensed on 2020-07-03. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerOrient Securities (Hong Kong) Limited
東方證券(香港)有限公司

Licence Record (2)

2021-03-31 – present Current
Orient Securities (Hong Kong) Limited RO
RA 4
2020-07-03 – 2021-03-31
Orient Securities (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPT856