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YE Guangji

叶光霽
CE BPS627Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YE Guangji (CE number BPS627) is an individual licensed by the Hong Kong SFC. First licensed on 2020-06-08. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerZhong Shan Asset Management Limited
鍾山資產管理有限公司

Licence Record (2)

2022-12-23 – present Current
Zhong Shan Asset Management Limited RO
RA 4 RA 9
2020-06-08 – 2022-12-23
Zhong Shan Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPS627