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CHEN Siman

陳斯曼
CE BPJ396Licensed IndividualSFO licence active
Official SFC record

CHEN Siman (CE number BPJ396) is an individual licensed by the Hong Kong SFC. First licensed on 2020-03-16. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (2)

2023-01-09 – present Current
Daiwa Capital Markets Hong Kong Limited Rep
RA 4
2020-03-16 – 2022-02-14
Crosby Securities Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPJ396