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XU Yixin

許義鑫
CE BOW962Licensed IndividualSFO licence active
Official SFC record

XU Yixin (CE number BOW962) is an individual licensed by the Hong Kong SFC. First licensed on 2019-11-05. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeTFI Asset Management Limited
天風國際資產管理有限公司

Licence Record (5)

2024-06-03 – present Current
TFI Asset Management Limited Rep
RA 4 RA 5 RA 9
2022-01-14 – 2024-03-12
CMB International Global Markets Limited Rep
RA 4
2022-01-14 – 2022-05-05
CMB International Securities Limited Rep
RA 4
2021-08-04 – 2021-12-21
BOCI Research Limited Rep
RA 4
2019-11-05 – 2021-06-28
Fosun International Securities Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOW962