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SHAM Kai Yu

岑啟宇
CE BOE374Licensed IndividualSFO licence active
Official SFC record

SHAM Kai Yu (CE number BOE374) is an individual licensed by the Hong Kong SFC. First licensed on 2019-04-09. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHang Seng Investment Services Limited
恒生投資服務有限公司

Licence Record (4)

2026-03-16 – present Current
Hang Seng Investment Services Limited Rep
RA 4
2021-10-20 – 2026-01-02
BOCI-Prudential Asset Management Limited Rep
RA 4
2019-04-09 – 2021-09-29
iFAST Financial (HK) Limited Rep
RA 4 RA 9
2019-04-09 – 2020-02-13
iFAST Global Markets (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOE374