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DU Yiping

杜一平
CE BOA881Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

DU Yiping (CE number BOA881) is an individual licensed by the Hong Kong SFC. First licensed on 2019-01-18. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerUBP Asset Management Asia Limited
瑞士聯合資產管理亞洲有限公司
RepresentativeUBP Asset Management Asia Limited
瑞士聯合資產管理亞洲有限公司

Licence Record (2)

2022-06-13 – present Current
UBP Asset Management Asia Limited RO
RA 9
2019-01-18 – present Current
UBP Asset Management Asia Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOA881