Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LIU Xu

劉徐
CE BNX596Licensed IndividualResponsible OfficerSFO licence active

LIU Xu (CE number BNX596) is an individual licensed by the Hong Kong SFC. First licensed on 2019-01-28. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerLibrary Research Limited
文淵資本管理有限公司

Licence Record (2)

2020-12-18 – present Current
2019-01-28 – 2020-12-18