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YAO Xi

姚希
CE BNU869Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YAO Xi (CE number BNU869) is an individual licensed by the Hong Kong SFC. First licensed on 2019-05-21. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGBA Capital Management Limited
大灣區資本管理有限公司

Licence Record (3)

2022-06-16 – present Current
GBA Capital Management Limited RO
RA 4 RA 9
2025-07-30 – 2025-09-12
GBA Capital Management Limited Rep
RA 4 RA 9
2019-05-21 – 2021-07-22
HAI Smart Alpha Limited RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNU869