Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

POLLOCK Benjamin Pierce

CE BNS463Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

POLLOCK Benjamin Pierce (CE number BNS463) is an individual licensed by the Hong Kong SFC. First licensed on 2018-11-26. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerLINGJUN CAPITAL (HONG KONG) LIMITED
靈均資本香港有限公司
RepresentativeLINGJUN CAPITAL (HONG KONG) LIMITED
靈均資本香港有限公司

Licence Record (4)

2026-05-29 – present Current
LINGJUN CAPITAL (HONG KONG) LIMITED Rep
RA 4 RA 9
2024-10-02 – 2026-05-14
Jasper Capital Hong Kong Limited RO
RA 4 RA 9
2022-06-02 – 2024-04-12
EnSphere Investment Management Limited Rep
RA 9
2018-11-26 – 2024-10-02
Jasper Capital Hong Kong Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNS463