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WONG George Ki Sam

王淇森
CE BNO718Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG George Ki Sam (CE number BNO718) is an individual licensed by the Hong Kong SFC. First licensed on 2018-10-12. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTamar Alliance Capital Limited
添盟資本有限公司

Licence Record (2)

2022-05-16 – present Current
Tamar Alliance Capital Limited RO
RA 4 RA 9
2018-10-12 – 2022-05-16
Tamar Alliance Capital Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNO718