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NIE Zhuofei

聶卓非
CE BLR344Licensed IndividualSFO licence active
Official SFC record

NIE Zhuofei (CE number BLR344) is an individual licensed by the Hong Kong SFC. First licensed on 2017-12-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (3)

2021-01-04 – present Current
Daiwa Capital Markets Hong Kong Limited Rep
RA 4
2018-09-04 – 2020-12-27
Kingsway Financial Services Group Limited Rep
RA 4
2017-12-01 – 2018-08-17
Partners Capital International Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLR344