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LAM Chun Wing

林俊榮
CE BKD020Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Chun Wing (CE number BKD020) is an individual licensed by the Hong Kong SFC. First licensed on 2017-10-03. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGolden Great China Fund Management Limited
金中華基金管理有限公司

Licence Record (4)

2020-11-25 – present Current
Golden Great China Fund Management Limited RO
RA 4 RA 9
2019-03-22 – 2020-10-31
One Heritage Capital Management Limited RO
RA 4 RA 9
2018-04-10 – 2018-10-06
Five States Capital Resources Limited RO
RA 4 RA 9
2017-10-03 – 2018-04-10
Five States Capital Resources Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKD020