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LI Gaosheng

李高生
CE BJL824Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Gaosheng (CE number BJL824) is an individual licensed by the Hong Kong SFC. First licensed on 2017-05-05. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCapital Focus Asset Management Limited
匯駿資產管理有限公司
Responsible OfficerChina Financial International Investments & Managements Limited
中國金融國際投資管理有限公司

Licence Record (9)

2026-06-25 – present Current
Capital Focus Asset Management Limited RO
RA 4 RA 9
2026-06-25 – present Current
China Financial International Investments & Managements Limited RO
RA 9
2026-06-05 – 2026-06-25
Capital Focus Asset Management Limited Rep
RA 4 RA 9
2026-06-05 – 2026-06-25
China Financial International Investments & Managements Limited Rep
RA 9
2023-01-10 – 2023-09-08
Direction Capital Limited RO
RA 4 RA 9
2022-11-17 – 2023-01-10
Direction Capital Limited Rep
RA 4 RA 9
2021-05-26 – 2025-11-16
Axis Capital Management Limited RO
RA 4 RA 9
2018-08-31 – 2024-02-19
Axis Capital Management Limited Rep
RA 4 RA 9
2017-05-05 – 2018-02-28
XinKong International Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJL824