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SHI Ji

史迹
CE BJA803Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHI Ji (CE number BJA803) is an individual licensed by the Hong Kong SFC. First licensed on 2017-03-14. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCMB International Global Markets Limited
招銀國際環球市場有限公司

Licence Record (4)

2026-08-11 – present Current
CMB International Global Markets Limited RO
RA 4
2022-01-24 – 2026-08-11
CMB International Global Markets Limited Rep
RA 4
2021-11-12 – 2022-05-05
CMB International Securities Limited Rep
RA 4
2017-03-14 – 2021-10-29
Haitong International Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJA803