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XU Ye

徐燁
CE BIZ034Licensed IndividualSFO licence active
Official SFC record

XU Ye (CE number BIZ034) is an individual licensed by the Hong Kong SFC. First licensed on 2017-02-10. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 10 (Credit rating).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeS&P Global Ratings Hong Kong Limited

Licence Record (2)

2018-07-05 – present Current
S&P Global Ratings Hong Kong Limited Rep
RA 10
2017-02-10 – 2018-06-15
Citigroup Global Markets Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIZ034