Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TSAI John Jeng-Yow

CE BIV592Licensed IndividualResponsible OfficerSFO licence active

TSAI John Jeng-Yow (CE number BIV592) is an individual licensed by the Hong Kong SFC. First licensed on 2017-01-03. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerEastspring Investments (Hong Kong) Limited (trading as Eastspring Investments)
瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)

Licence Record (2)