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LO Sam Shan

盧山
CE BIT275Licensed IndividualSFO licence active
Official SFC record

LO Sam Shan (CE number BIT275) is an individual licensed by the Hong Kong SFC. First licensed on 2017-01-27. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance).

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Corporate Finance (Hong Kong) Limited

Licence Record (3)

2022-06-16 – present Current
HSBC Corporate Finance (Hong Kong) Limited Rep
RA 6
2018-10-08 – 2022-03-23
Anglo Chinese Corporate Finance, Limited Rep
RA 6
2017-01-27 – 2018-09-30
Success New Spring Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIT275