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WU Yi Chen

吳乙辰
CE BIN766Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Yi Chen (CE number BIN766) is an individual licensed by the Hong Kong SFC. First licensed on 2016-12-21. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSoftech Investment Management Company Limited
軟庫亞科網投資管理有限公司

Licence Record (3)

2021-10-28 – present Current
Softech Investment Management Company Limited RO
RA 4 RA 9
2019-11-25 – 2021-10-28
Softech Investment Management Company Limited Rep
RA 4 RA 9
2016-12-21 – 2019-06-24
Alpha Nova Capital Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIN766