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LUO Si

羅思
CE BHU839Licensed IndividualSFO licence active
Official SFC record

LUO Si (CE number BHU839) is an individual licensed by the Hong Kong SFC. First licensed on 2016-07-18. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJeneration Capital Advisors (Hong Kong) Limited
時代資本投資諮詢(香港)有限公司

Licence Record (2)

2020-05-28 – present Current
Jeneration Capital Advisors (Hong Kong) Limited Rep
RA 9
2016-07-18 – 2019-12-20
abrdn Hong Kong Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHU839