Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

XIAO Yang

肖陽
CE BHS174Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XIAO Yang (CE number BHS174) is an individual licensed by the Hong Kong SFC. First licensed on 2016-06-30. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerForesight Fund (Hong Kong) Limited
睿遠基金（香港）有限公司

Licence Record (3)

2023-03-24 – present Current
Foresight Fund (Hong Kong) Limited RO
RA 4 RA 9
2017-03-07 – 2022-05-06
Orient Asset Management (Hong Kong) Limited RO
RA 9
2016-06-30 – 2017-03-07
Orient Asset Management (Hong Kong) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHS174