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LIU Xiao

劉驍
CE BHO362Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Xiao (CE number BHO362) is an individual licensed by the Hong Kong SFC. First licensed on 2016-08-01. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBristol Capital Limited
嶺峰資本有限公司

Licence Record (5)

2021-03-29 – present Current
Bristol Capital Limited RO
RA 6
2020-11-13 – 2021-03-29
Bristol Capital Limited Rep
RA 6
2018-11-14 – 2020-09-01
Grande Capital Limited Rep
RA 6
2017-10-12 – 2018-11-02
Guosen Securities (HK) Capital Company Limited Rep
RA 6
2016-08-01 – 2017-08-29
Ample Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHO362