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ZHANG Bo

張博
CE BHK421Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHANG Bo (CE number BHK421) is an individual licensed by the Hong Kong SFC. First licensed on 2016-05-31. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerKaifeng Investment Management (Hong Kong) Limited
凱豐投資管理(香港)有限公司

Licence Record (4)

2020-03-10 – present Current
Kaifeng Investment Management (Hong Kong) Limited RO
RA 4 RA 9
2020-02-04 – 2020-03-10
Kaifeng Investment Management (Hong Kong) Limited Rep
RA 9
2018-12-10 – 2019-08-31
Asia Lion Capital (Hong Kong) Limited RO
RA 9
2016-05-31 – 2018-12-10
Asia Lion Capital (Hong Kong) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHK421