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CAO Hua

曹華
CE BHF790Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CAO Hua (CE number BHF790) is an individual licensed by the Hong Kong SFC. First licensed on 2016-09-01. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSITCOAM (Hong Kong) Holdings Limited
上信(香港)控股有限公司

Licence Record (1)

2016-09-01 – present Current
SITCOAM (Hong Kong) Holdings Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHF790