Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

DU Wenzhuo

杜文卓
CE BHB625Licensed IndividualSFO licence active
Official SFC record

DU Wenzhuo (CE number BHB625) is an individual licensed by the Hong Kong SFC. First licensed on 2017-01-27. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeKadensa Capital Limited

Licence Record (2)

2021-11-15 – present Current
Kadensa Capital Limited Rep
RA 9
2017-01-27 – 2021-09-24
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BHB625