Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LEE Chok Wai

CE BGR491Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Chok Wai (CE number BGR491) is an individual licensed by the Hong Kong SFC. First licensed on 2015-12-22. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMorningstar Investment Management Asia Limited

Licence Record (2)

2024-02-19 – present Current
Morningstar Investment Management Asia Limited RO
RA 4
2015-12-22 – 2024-02-19
Morningstar Investment Management Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGR491