Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

TIAN Yang

田陽
CE BGL791Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TIAN Yang (CE number BGL791) is an individual licensed by the Hong Kong SFC. First licensed on 2015-11-04. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司

Licence Record (2)

2019-03-18 – present Current
China Securities (International) Brokerage Company Limited RO
RA 4
2015-11-04 – 2019-03-18
China Securities (International) Brokerage Company Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGL791