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ROH Michael Suk

CE BGK495Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ROH Michael Suk (CE number BGK495) is an individual licensed by the Hong Kong SFC. First licensed on 2015-10-22. Their SFC licence is currently active. Accredited for regulated activities Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerXY Asset Management Limited

Licence Record (2)

2016-10-14 – 2017-09-05
Liquid Capital Markets Hong Kong Limited RO
RA 2
2015-10-22 – 2016-10-14
Liquid Capital Markets Hong Kong Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGK495