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CHAN Wing Lam, Vivien

陳詠林
CE BGJ394Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Wing Lam, Vivien (CE number BGJ394) is an individual licensed by the Hong Kong SFC. First licensed on 2015-10-27. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGrand Alliance Asset Management Limited
浩成資產管理有限公司

Licence Record (2)

2019-01-29 – present Current
Grand Alliance Asset Management Limited RO
RA 4 RA 9
2015-10-27 – 2019-01-29
Grand Alliance Asset Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGJ394