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CHENG Shi

程實
CE BGC800Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHENG Shi (CE number BGC800) is an individual licensed by the Hong Kong SFC. First licensed on 2015-09-02. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerICBC International Securities Limited
工銀國際證券有限公司

Licence Record (3)

2024-01-24 – present Current
ICBC International Securities Limited RO
RA 4
2016-07-19 – 2024-10-15
ICBC International Research Limited RO
RA 4
2015-09-02 – 2016-07-19
ICBC International Research Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGC800